Articles

  • the Korean Society for Brain and Neural Sciences

Article

Original Article

Exp Neurobiol 2011; 20(4): 159-168

Published online December 30, 2011

https://doi.org/10.5607/en.2011.20.4.159

© The Korean Society for Brain and Neural Sciences

The Serotonin-6 Receptor as a Novel Therapeutic Target

Hyung-Mun Yun and Hyewhon Rhim*

Biomedical Research Institute, Korea Institute of Science and Technology, Seoul 136-791, Korea

Correspondence to: *To whom correspondence should be addressed.
TEL: 82-2-958-5923, FAX: 82-2-958-5909
e-mail: hrhim@kist.re.kr

Serotonin (5-hydroxytryptamine, 5-HT) is an important neurotransmitter that is found in both the central and peripheral nervous systems. 5-HT mediates its diverse physiological responses through 7 different 5-HT receptor families: 5-HT1, 5-HT2, 5-HT3, 5-HT4, 5-HT5, 5-HT6, and 5-HT7 receptors. Among them, the 5-HT6 receptor (5-HT6R) is the most recently cloned serotonin receptor and plays important roles in the central nervous system (CNS) and in the etiology of neurological diseases. Compared to other 5-HT receptors, the 5-HT6R has been considered as an attractive CNS therapeutic target because it is expressed exclusively in the CNS and has no known isoforms. This review evaluates in detail the role of the 5-HT6R in the physiology and pathophysiology of the CNS and the potential usefulness of 5-HT6R ligands in the development of therapeutic strategies for the treatment of CNS disorders. Preclinical studies provide support for the use of 5-HT6R ligands as promising medications to treat the cognitive dysfunction associated with Alzheimer's disease, obesity, depression, and anxiety.

Keywords: depression, Alzheimer, cognitive disorders, Fyn, Jab1, ST1936

Serotonin (5-hydroxytryptamine, 5-HT), one of best known neurotransmitters, modulates neural activities and a wide range of neuropsychological processes [1]. The first step in 5-HT synthesis is the catalysis of tryptophan to 5-hydroxytryptophan (5-HTP) by tryptophan hydroxylase (TPH); this is the rate-limiting step in 5-HT synthesis. Two TPH enzymes are known; TPH1 is found in several tissues, while TPH2 is a brain-specific enzyme. The enzyme 5-HTP decarboxylase next converts 5-HTP to 5-HT [2]. In the brain, 5-HT is taken and stored from cytoplasm to synaptic vesicles by vesicular monoamine transporters. 5-HT is released into the synapse through a Ca2+-dependent mechanism, and its reuptake from the synapse is induced by the serotonin transporter (SERT). SERT is the principal site of action of many antidepressants (mainly selective serotonin reuptake inhibitors, SSRI; serotonin norepinephrine reuptake inhibitors, SNRI; tricyclic antidepressants, TCA) and represents a primary target of interest in antidepressant pharmacogenetics. Interestingly, alteration of tryptophan metabolism elicited by proinflammatory cytokines has recently gained attention as a new concept to explain the etiological and pathophysiological mechanisms of major depression [3-5].

5-HT plays an important role in the regulation of many pivotal functions, including emotion, mood, cognition, sleep, circadian rhythm, motor function, reproductive behaviors, thermoregulation, and endocrine functions, as well as in pathological states such as depression, anxiety, Alzheimer's diseases, schizophrenia, drug addiction, autism, and obesity [6-8]. Therefore, the components of the 5-HT system have developed as important therapeutic targets in the clinic. 5-HT mediates its diverse physiological responses through its receptors. Based on structural, biochemical, and pharmacological differences, 5-HT receptors (5-HTR) are classified into 7 distinct receptor families: 5-HT1, 5-HT2, 5-HT3, 5-HT4, 5-HT5, 5-HT6, and 5-HT7 receptors. The complexity of the 5-HT system is further increased by alternative splicing and mRNA editing of several 5-HT receptors [9, 10]. With the exception of the 5-HT3 receptors (consists of the 5-HT3A, 5-HT3B, 5-HT3C, 5-HT3D and 5-HT3E receptors), which are ligand-gated ion channels, all 5-HT receptors are G-protein-coupled receptors (GPCR), transmitting their signals via G-proteins (Table 1) [11].

As a brief introduction to each 5-HT receptor (5-HTR), the 5-HT1R and 5-HT5R are negatively coupled to adenylate cyclase via Gi/o proteins, and they induce inhibition of cAMP formation. The 5-HT1R family comprises the subtypes 5-HT1A, 5-HT1B, 5-HT1D, 5-HT1E, and 5-HT1F receptors, which are known to play roles in the brain as well as the heart and gastrointestinal tract. The 5-HT5R family consists of 2 subtypes: the 5-HT5A and 5-HT5B. Although the 5-HT5AR has been found on neurons and neuronal-like cells of the carotid body, both receptors are limited in distribution to the CNS [12]. However, the 5-HT5R family has not been extensively characterized pharmacologically. The 5-HT2R couples to Gq/11 proteins and activates phospholipase C leading to the production of inositol-1,4,5-trisphosphate, intracellular Ca2+ release, and protein kinase C activation. The 5-HT2R family currently comprises 3 receptor subtypes, 5-HT2A, 5-HT2B and 5-HT2C, and has important roles in the brain, heart, gastrointestinal tract, platelets, and smooth muscle [11, 13-15]. The 5-HT3R family members are non-selective cation ligand-gated ion channels. Their effects are excitatory, and they exist mainly in the peripheral nervous system, particularly on nociceptive afferent neurons and on autonomic and enteric neurons. 5-HT3R antagonists (e.g. ondansetron and tropisetron) are used predominantly as anti-emetic drugs [16]. The 5-HT4R, 5-HT6R, and 5-HT7R are positively coupled to adenylate cyclase via GS proteins and they elevate cAMP formation. The 5-HT4R consists of multiple subtypes (5-HT4A, 5-HT4B, 5-HT4C, 5-HT4D, 5-HT4E, 5-HT4F, 5-HT4G, 5-HT4H, and 5-HT4HB receptors), and the 5-HT7R consists of 4 subtypes (5-HT7A, 5-HT7B, 5-HT7C, and 5-HT7D receptors) [9, 17]. The 5-HT4R and 5-HT7R play roles in the CNS as well as other systems. The 5-HT6R is known to have important functions specifically in the CNS due to its exclusive distribution in the CNS [6, 11, 18].

The 5-HT6R is one of the most recently discovered 5-HT receptors. The history of 5-HT6R was started with the finding of a novel 5-HT receptor in the brain since a 5-HT-stimulated adenylate cyclase activity was detected in the striatum which did not fit with any of the known classes of 5-HT receptors. Furthermore, some neuroblastoma cells (NCB-20 and N18TG2) showed 5-HT-stimulated cAMP production that was sensitive to antipsychotics in a manner suggestive of a novel receptor [19, 20]. The rat 5-HT6R was identified and sequenced by 2 groups in 1993 [21, 22], and in 1996, the human gene was cloned and shown to have 89% sequence homology with its rat equivalent [23]. The recombinant human 5-HT6R is positively coupled to adenylate cyclase and has pharmacological properties similar to the rat receptor, exhibiting high affinity for several typical and atypical antipsychotics, including clozapine. The 5-HT6R protein is a glycoprotein comprising 440 amino acids in humans and mice, and 438 amino acids in rats. All known 5-HT6R homologues have 7 transmembrane domains that form 3 intracellular and 3 extracellular loops [24].

The gene for the human 5-HT6R maps to the chromosome region 1p35-p36 and has an open reading frame of 1,320 bp [23]. The gene has 3 exons, which are separated by a 1.8-kb intron at position 714 and a second intron of 193 bp at position 873, corresponding to intracellular loop 3 and extracellular loop 3. In contrast to the complexity of the 5-HT receptor isoforms generated by alternative splicing and mRNA editing, as shown in Table 1, the 5-HT6R has no known isoforms. A non-functional truncated splice variant of the 5-HT6R has been identified, but it appears to have no physiological significance.

Within the 5-HT6R gene, there is a silent polymorphism at bp position 267 within a tyrosine codon, where a cytidine is substituted for a thymidine (C267T variant). Based on a number of genetic linkage studies, the distribution of C and T alleles appears to be more or less equal among the general population. Although this polymorphism does not affect the identity of the tyrosine codon, it has been further analyzed for biased distribution in several human diseases. In this regard, several studies have investigated whether 5-HT6 polymorphisms are associated with brain-related variables, such as neuropsychiatric disorders. Because several antipsychotic agents (notably clozapine) and antidepressants have high affinity for and are antagonists of 5-HT6Rs, several genetic studies have examined the possible association of 5-HT6 polymorphisms with schizophrenia and depression [25]. No association of the C267T polymorphism with schizophrenic was found in studies of Japanese and French patients. In addition, when pharmacogenetic studies were undertaken to assess the association between the C267T polymorphism and the response of schizophrenic patients to atypical antipsychotic drugs, no significant association was observed for patients taking clozapine. However, risperidone caused greater improvement in positive symptoms in patients carrying a thymidine substitution at the 267 position [26]. The association of the C267T polymorphism with patients suffering from depression has also been investigated, but failed to show a significant correlation [27]. A subsequent study reported that patients with major depressive disorder carrying the C267T polymorphism showed a better response to antidepressant medications [28]. Several additional genetic studies have been performed to investigate the association of this polymorphism and other 5-HT6R polymorphisms on with bipolar disorder, Alzheimer's disease, and Parkinson's disease. However, the results of these studies have not been reproducible and their significance remains to be established [25].

The 5-HT6R is expressed earlier in brain development than other 5-HT receptors. High levels of 5-HT6R are first expressed on embryonic day 12 (E12) in the rat brain, expression decreases slightly on E17, and then remains stable through to adulthood. This expression pattern coincides with the emergence of serotonergic neuron, implying a role for 5-HT6Rs early in the neuronal growth process involving the serotonergic system [29]. Rat and human 5-HT6R mRNA is detected in the striatum, amygdala, nucleus accumbens, hippocampus, cortex and olfactory tubercle, but has not been found in peripheral organs. Using the highly specific radiolabelled 5-HT6R antagonist [125I] SB-258585, autoradiographic binding studies in the rat brain show high receptor levels in caudate-putamen, nucleus accumbens, striatum, and olfactory tubercles, and choroid plexus. Moderate recptor levels are seen in the hippocampus, thalamus, cerebral cortex, and frontal and parietal cortex [24, 30]. Similarly, immunohistochemical staining shows high receptor levels in nucleus accumbens, striatum, olfactory tubercles, cortex, hippocampus, and hypothalamus [31, 32]. In in situ hybridization and RT-PCR analyses [22, 31], 5-HT6R levels exhibit a similar pattern in rats and humans. However, relatively little 5-HT6R expression has been demonstrated in the mouse, and it is not clear why the mouse 5-HT6R homolog does not exhibit the widespread brain expression seen in rats and humans. Indeed, many 5-HT6R antagonists that induce enhanced cognition in rats have very little effect in mice, which may be due to the low expression in mice or to differences in ligand affinity across species [33]. Immunohistochemical staining for the 5-HT6Rs has revealed that on neurons it is localized on dendrites, cell bodies, and postsynaptic sites, and is expressed in GABAergic, cholinergic, and glutamatergic neurons [24, 32].

Although there are several well-known non-selective 5-HT ligands that bind strongly to 5-HT6Rs, such as lysergic acid diethylamide (LSD), for many years there were no selective 5-HT6R agonists or antagonists available. Since the discovery of the human 5-HT6R by Kohen et al. [23], an increasing number and diversity of selective and novel 5-HT6R ligands have been developed using 5-HT6R-specific high-throughput screening technologies [34, 35]. The synthesis of 5-HT6R ligands, especially 5-HT6R antagonists, has been very successful, with a number of highly potent ligands being reported.

Although a variety of highly selective 5-HT6R ligands has been reported, the major efforts have focused on antagonism because of the positive effects of 5-HT6R antagonists in several animal models, as discussed below. Before the discovery of such 5-HT6R antagonists, 5-HT6Rs were known to have high affinity for various atypical antipsychotic drugs and tricyclic antidepressants, but they displayed no clear selectivity [36]. Currently, more than 20 selective 5-HT6R antagonists have been discovered. The most potent and selective 5-HT6R antagonists are Ro 04-6790 (displays 100-fold selectivity for 5-HT6R over other 5-HT receptors), Ro 63-0563 (100-fold selectivity), SB-271046 (50-fold selectivity), SB-258585 (100-fold selectivity), and SB-399885 (200-fold selectivity) [37-39]. Although Ro04-6790 and SB-271046 were the first identified and the most studied 5-HT6R antagonists, respectively, they have limited capacity to cross the blood-brain barrier and appear to be orally active [37, 39]. Other 5-HT6R antagonists such as SB-699929, SB-357134, and SB-399885 appear to have better pharmacokinetical and pharmacological profiles than SB-271046 and SB-258585 [40]. AVN-322, BVT-74316, PRX-07034, R-1485, SYN-114, SYN-120, and SUVN-502 are additional 5-HT6R antagonists that are being developed for the treatment of cognitive disorders and are currently in phase I clinical trials [41]. Several 5-HT6R antagonists including AVN-211, SAM-531, SB-742457, and SGS-518 have reached phase II clinical trials for cognitive disorders [41]. [11C]-GSK215083 is a radiolabeled 5-HT6R antagonist being developed as a PET radiotracer for the 5-HT6R, and is in phase I trials [42].

Compared to the 5-HT6R antagonists, considerably fewer compounds claim to be selective 5-HT6R agonists. Examples are 2-ethyl-5-methoxy-N,N-dimethyltryptamine (EMDT), EMD386088, WAY-466, E-6801, LY586713, WAY-208466, WAY-181187, and R-13c [40]. EMD386088 displays 20-fold selectivity for the 5-HT6R over other 5-HT-binding receptors, including the 5-HT transporter protein and dopamine receptors [43]. R13-c displays 50-fold selectivity over other 5-HT and dopamine receptors [44]. E-6801and E-6837 are potent partial agonists of the 5-HT6R [45]. Thus, there are few 5-HT6R agonists, and only WAY-181187 (displays 50-fold selectivity against serotonergic and other receptors) has been characterized and widely used [46, 47]. Recently, a new 5-HT6R agonist, ST1936, has been reported and compared with the characteristics of WAY-181187 [48].

Taken together, the high affinity of the 5-HT6R for atypical antipsychotic drugs and tricyclic antidepressants, and its abundant distribution in the brain (cortex, hippocampus, striatum, and hypothalamus) imply that the 5-HT6R plays important roles in the CNS and in the etiology of neurological diseases. The 5-HT6R shares a signaling mechanism with 5-HT4R and 5-HT7R in that they are the three 5-HT receptors positively coupled to Gs proteins, inducing cAMP production through stimulation of adenylate cyclase activity. However, since the 5-HT6R is almost exclusively expressed in the brain compared with the expression patterns of the 5-HT4R and 5-HT7R, recently developed selective 5-HT6R ligands may represent attractive new therapeutic options for several types of diseases.

Depression

Many of the current treatments for depression act by increasing serotonergic neurotransmission with selective serotonin reuptake inhibitors (SSRIs), and data from SSRIs form the basis for the monoamine hypothesis of affective disorders [3]. However, a causative role of perturbed 5-HT function in depression has been difficult to prove, and the specific serotonergic receptors responsible for antidepressant efficacy are poorly defined. Preclinical data suggests a possible role for 5-HT6Rs in depression; however, the results of pharmacological studies are equivocal since both blockade and stimulation of 5-HT6Rs may evoke antidepressant-like effects.

Research in mice and rats has shown that 5-HT6R agonists produce antidepressant effects in a number of tests. As mentioned above, the first 5-HT6R agonists (LY-586713 and WAY-466) have been identified and are being evaluated as potential treatments for depression. Antidepressants such as the SSRIs upregulate brain-derived neurotrophic factor (BDNF) gene expression [49], and the 5-HT6R is a candidate for mediating these changes. The selective 5-HT6R agonist, LY-586713, upregulates BDNF mRNA in the hippocampus and cortex. This effect was observed at 1 mg/kg LY-586713 and was completely blocked by pre-treatment with the selective 5-HT6R antagonist SB-271046 (10 mg/kg) [50]. The 5-HT6R agonist EMDT reduced immobility in tail suspension tests in mice, whereas the 5-HT6R antagonist SB-271046 prevented the antidepressant effects of EMDT and that of the antidepressant fluoxetine [51]. It was also recently shown that the selective 5-HT6R agonists WAY-181187 and WAY-208466 have antidepressant-like effects in established behavioral tests such as the forced swim test in rats [52]. These findings suggest that 5-HT6R agonists may represent a new class of antidepressant compounds that possess a number of advantages over currently available treatments. Paradoxically, selective 5-HT6R antagonists have also been reported to produce antidepressant-like effects. Using the forced swim and tail suspension tests, the 5-HT6R antagonist SB-399885 produced anti-depressant-like effects in both rats and mice [53]. SB-399885 also augmented the anti-immobility effects of antidepressants in the forced swim test [54]. However, the same authors recently reported that the 5-HT6R agonist EMD386088 produces antidepressant effects in rats after intrahippocampal administration [55]. This effect was fully blocked by the selective 5-HT6R antagonist SB-399885 when administered at a dose that had been reported as inactive in their previous studies [53, 54].

Thus, both 5-HT6R agonists and antagonists show antidepressant-like effects in preclinical studies, although the reason for their analogous effects is currently unclear. One likely explanation for the paradoxical effects of 5-HT6R agonists and antagonists is that their similar behavioral effects are mediated through different neurochemical mechanisms. The antidepressant-like effects of 5-HT6R antagonists could be produced through non-serotonergic mechanisms while the activation of 5-HT6Rs would likely produce behavioral effects similar to those of SSRIs through global stimulation of postsynaptic 5-HT receptors. Supporting this explanation, microdialysis studies suggest that the 5-HT6R antagonist SB-271046 increases dopamine and noradrenaline concentrations in rat medial prefrontal cortex [56]. The involvement of these neurotransmitters in the anti-immobility action of 5-HT6R antagonist has been supported by a study demonstrating that a selective 5-HT6R antagonist enhanced the anti-immobility action of the noradrenaline reuptake inhibitor desipramine and the dopamine reuptake inhibitor bupropion in forced swim tests [54]. The antidepressant-like action of a 5-HT6R antagonist has also been attributed to its action at dopamine D1 and D2 receptors and α2-adrenoceptors [57]. Indeed, the antidepressant-like effects of the 5-HT6R antagonist SB-399885 persisted after 5-HT depletion, suggesting that the effects of this compound were not dependent on endogenous serotonergic neurotransmission [57].

Anxiety

There are surprisingly only few studies that have explored 5-HT6R activity in anxiety compared with the involvement of other 5-HT receptor subtypes. Both 5-HT6R agonists and antagonists show anxiolytic-like effects, similar to their actions in depression [58]. When the selective 5-HT6R agonist WAY-181187 was administered acutely, it effectively decreased water intake by rats that had not been water-deprived in the schedule-induced polydipsia test, a model considered to be predictive for efficacy in obsessive-compulsive disorder [47]. However, blockade of 5-HT6Rs can also produce anxiolytic activity. Wesolowska and Nikiforuk [53] have observed that the selective 5-HT6R antagonist SB-399885 produced specific anxiolytic-like activity in animal models of anxiety, such as the conflict drinking (Vogel) and elevated plus maze tests in rats and the four-plate test in mice.

Current therapeutic agents for the treatment of anxiety disorders include benzodiazepines and SSRIs that act either directly or indirectly to modulate GABAergic neurotransmission. Benzodiazepines, which act as positive allosteric modulators of the GABAA receptor/ Cl- ion channel complex, enhance GABA signaling following receptor stimulation. SSRIs may enhance levels of GABA as predicted from recent imaging studies in humans. Interestingly, immunohistochemical studies suggest that the 5-HT6R colocalizes with GABAergic neurons. In neurochemical studies, both WAY-181187 and WAY-466 consistently elevate levels of GABA in many regions of the brain regions associated with anxiety, including the frontal cortex and amygdala [47]. The ability of 5-HT6R agonists to enhance extracellular GABA levels and decrease stimulated glutamatergic neurotransmission seems to support the hypothesis that 5-HT6R agonists may be effective agents for the treatment of anxiety. Unfortunately, there are no neurochemical studies on the effect of SB-399885 on GABA release. Therefore, further studies are necessary to explain the anxiolytic-effects of 5-HT6R antagonists and to demonstrate the effect of 5-HT6R agonists and antagonists in various animal models of anxiety.

Cognitive dysfunction associated with Alzheimer's disease

Significant reductions in 5-HT6R density have been found in cortical areas of the brains of Alzheimer's disease patients, although the reductions were unrelated to the cognitive status before death. As 5-HT6R blockade induces acetylcholine release, the observed reductions in 5-HT6R density may represent an effort to restore acetylcholine levels in a deteriorated cholinergic system [25]. Based on these findings, there has been increasing interest in the role of the 5-HT6R in higher cognitive processes such as memory. An increasing number of recent studies support the use of 5-HT6R antagonism as a promising mechanism for treating cognitive dysfunction. Most studies, in healthy adult rats, report that 5-HT6R antagonists enhance retention of spatial learning in the Morris water maze, improve consolidation in autoshaping tasks, and reverse natural forgetting in object recognition. 5-HT6R antagonists appear to facilitate both cholinergic and glutamatergic neurotransmission, reversing scopolamine-induced and NMDA receptor antagonist-induced memory impairments. Thus, there is current interest in the role of 5-HT6Rs in cognitive enhancement as a therapeutic approach in Alzheimer's diseases [59, 60]. Based on the preclinical data demonstrating their beneficial effect on cognition [41, 61], a number of 5-HT6R antagonists have undergone successful phase I clinical studies, and some have been evaluated in phase II clinical studies for the treatment of Alzheimer's disease. PRX-07034 and SB-742457 are the 5-HT6R antagonists currently in phase I and II studies, respectively [62]. Other phase II trials are being performed with SB-742457, SGS-518, or SAM-531, either alone or as add-on therapy with the acetylcholine esterase inhibitor, donepezil [41].

Compared with 5-HT6R antagonists, there have been few studies on the role of 5-HT6R agonists in cognition. In a recent study, selective 5-HT6R agonists and antagonists were administered either alone, after a scopolamine-induced impairment, or combined with sub-effective doses of the acetylcholinesterase inhibitor, donepezil, or the glutamate NMDA receptor antagonist, memantine, in a novel object discrimination paradigm in adult rats [63]. The authors reported that the 5-HT6R agonist E-6801 produced significant and dose-dependent increases in novel object exploration, indicative of memory enhancement. More intriguing were the results obtained when combining non-active doses of the 5-HT6R agonist E-6801 and the 5-HT6R antagonist SB-271046, which produced an improvement in novel object discrimination. However, more behavioral experiments using diverse and selective 5-HT6R agonists are required to elucidate the role of 5-HT6R agonists in cognition.

As a member of the Gs-GPCR family, it is well known that engaengagement of the 5-HT6R activates cAMP signaling pathways through adenylate cyclase stimulation. In addition, Svenningsson et al. [64] reported that the activation of 5-HT6Rs increases phosphorylation of dopamine- and cAMP-regulated phosphoprotein of molecular weight 32,000 (DARPP-32) by protein kinase A. However, there are still insufficient studies on the mechanisms of 5-HT6R-mediated signal transductions to understand the receptor's various roles in physiological and pathological states in the CNS, including Alzheimer's disease, depression, cognition, and obesity. This is mainly due to the lack of pharmacological tools able to selectively activate 5-HT6Rs in the CNS. The selective 5-HT6R agonists have only recently been developed and characterized [47, 48, 65]. This lack of appropriate tools has also contributed to the inconsistent observations on the pharmacological and neurochemical effects of 5-HT6R antagonists.

To identify the mechanism of 5-HT6R function and its cellular mechanisms in the CNS, we employed a yeast two-hybrid screening system on a human brain cDNA library, with the 5-HT6R intracellular loop 2 (iL2), intracellular loop 3 (iL3), and the carboxyl terminus as bait (Fig. 1). We first reported that Fyn, a member of the Src family of non-receptor protein-tyrosine kinases, is bound to the carboxyl terminus of the 5-HT6R [32]. The expression of Fyn increases 5-HT6R activity by increasing receptor surface expression without changing total cellular expression of 5-HT6R protein. Reciprocally, the activation of 5-HT6Rs also increases Fyn phosphorylation at Tyr-420. Phosphorylation at Tyr-420 was blocked when the 5-HT6R-Fyn interaction was blocked by overexpression of the Fyn SH3 domain, the best-characterized domain for Fyn-mediated protein-protein interactions. We further demonstrated that the activation of 5-HT6Rs activated extracellular signal regulated kinase1/2 (ERK1/2) activity through Fyn- and PKA-dependent pathway. We recently showed that 2 selective 5-HT6R agonists, ST1936 and WAY-181187, also increased Fyn phosphorylation [48]. Because Fyn is known to be involved in Alzheimer's disease through modulation of the microtubule-associated tau and amyloid-β proteins [66, 67], our observations may provide a cellular mechanism for 5-HT6R-mediated cognition and mood changes in the brain. It is also interesting to note that the 5-HT6R agonist, LY-586713, increases expression of cortical and hippocampal BDNF which could mediate its pro-cognitive effect; however, the cortical increase in BDNF was not antagonized by SB-271046 [50], suggesting the increased BDNF expression is mediated through a different mechanism.

Our group has also characterized a second 5-HT6R-interacting protein: Jun activation domain-binding protein-1 (Jab1, Fig. 1). We recently discovered a novel interaction between human 5-HT6R and Jab1, and we observed Jab1-mediated modulation of the membrane expression and activity of 5-HT6Rs [68]. In addition, we found that 5-HT6Rs affect the cytosolic and nuclear distribution of Jab1 as well as the interaction between Jab1 and c-Jun, a target protein downstream of Jab1. Furthermore, we demonstrated that 5-HT6Rs and Jab1 play important roles under conditions of in vitro hypoxia and in vivo cerebral ischemia. A recent study has suggested that Jab1 is involved in the onset of neuronal diseases such as Alzheimer's disease and Parkinson's disease through interaction with the endoplasmic reticulum stress transducer IRE1 [69]. Therefore, these data provide new insights into the physiological roles of 5-HT6Rs and Jab1 in the CNS at both the molecular and cellular levels. In addition to Fyn and Jab1 binding proteins, we are currently investigating 2 other proteins as candidate 5-HT6R-binding proteins.

To explore the neurochemical mechanisms involved in 5-HT6R functions, several microdialysis studies have been performed using selective 5-HT6R ligands. In studies using in vivo microdialysis, increased acetylcholine levels were observed in the rat medial prefrontal cortex after acute administration of the 5-HT6R antagonist SB-399885 [70] but not in the hippocampus after administration of another antagonist, Ro04-6790 [71]. Another selective 5-HT6R antagonist, SB-357134, has been reported to increase high KCl-stimulated acetylcholine release in vitro in rat cortical and striatal slices [72]. However, no in vitro or in vivo microdialysis studies have yet been reported on acetylcholine release using selective 5-HT6R agonists. Glutamate is a major excitatory neurotransmitter in the CNS. 5-HT6R antagonists have been shown to increase the extracellular concentration of glutamate both in vivo by SB-271046 in the frontal cortex and hippocampus [73], and in vitro by SB-357134 in the cortex and striatum [72]. Interestingly, it was reported that the selective 5-HT6R agonist WAY-181187 attenuated the stimulated glutamate levels elicited by sodium azide and high KCl in vitro but not in vivo [47]. A recent electrophysiological study using whole-cell patch-clamp recording showed that 5-HT6R activation by ST1936 inhibits corticostriatal glutamatergic transmission, which was mimicked by a different agonist, WAY-181187 [65]. This finding is consistent with the reported in vitro microdialysis data using WAY-181187 [47].

Woolley et al. [24] reported on the immunohistochemical colocalization of 5-HT6R with GABAergic neurons in many areas of the cortex, basal ganglia, hippocampus, thalamus, and cerebellum. These co-localization data together with the microdialysis data suggest that 5-HT6R agonists/antagonists may modulate cholinergic and/or glutamatergic systems via disinhibition of GABAergic neurons. If 5-HT6Rs do modulate cholinergic and/or glutamatergic systems in this manner, then 5-HT6R antagonists should decrease GABA release. In fact, no study has yet reported on the modulation of GABA release by 5-HT6R antagonists using microdialysis or electrophysiological methods. On the other hand, the 5-HT6R agonist WAY-181187 has been shown to significantly increase extracellular GABA concentrations in the hippocampus, striatum, and amygdala, but had no effect on GABA levels in the nucleus accumbens or thalamus [47]. Another 5-HT6R agonist, WAY-208466, also preferentially elevated cortical GABA levels following acute and chronic administration, indicating that neurochemical tolerance does not develop following repeated 5-HT6R stimulation. These in vivo data were also confirmed by in vitro electrophysiological investigations. WAY-181187 increased the frequency of spontaneous inhibitory postsynaptic currents (sIPSC) recorded from hippocampal CA1 neurons [74]. This effect was blocked by the 5-HT6R antagonist SB-399885, which confirmed it to be mediated by activation of 5-HT6Rs. Collectively, the results of these microdialysis and electrophysiological experiments suggest that 5-HT6R agonists/antagonists may modulate cholinergic, glutamatergic, and/or GABAergic systems.

The 5-HT6R has gained increasing attention over the past decade, and has become a promising target for the treatment of CNS diseases. Currently, consistent effects have been demonstrated with 5-HT6R antagonists in preclinical models of cognition and 5-HT6Rs have obvious pharmaceutical potential. Although the majority of 5-HT6R research has focused on their pro-cognitive effects, the role of these receptors in depression and anxiety has also been postulated. However, the preclinical results are equivocal since blockade and stimulation of 5-HT6Rs may evoke pro-cognitive, antidepressant-like, or anti-anxiety-like effects. The explanation for these paradoxical effects remains unclear. The function of the 5-HT6R has been revealed to be much more complex than initially defined. Based on the existing data, and depending on the drug used, different cellular pathways may be activated. However, the full characterization of the functional profile of 5-HT6Rs is still pending. The drug discovery process may benefit considerably from this complexity, in terms of the quantity and quality of potential new therapeutic molecules. Thus, the functions of 5-HT6Rs must be studies at both molecular and cellular levels in order to understand their roles in the CNS and to develop novel drug targets for neurological diseases.

Table. 1.

Table 1. The classification and their signal pathways of 5-HT receptor subtypes

*(+), stimulation; NT, not tested; PLC, phospholipase C; PKC, protein kinase C. **Agonists and antagonists were adapted from Carr and Lucki [3].


  1. Berger M, Gray JA, Roth BL. The expanded biology of serotonin. Annu Rev Med 2009;60:355-366.
    Pubmed
  2. Walther DJ, Peter JU, Bashammakh S, et al. Synthesis of serotonin by a second tryptophan hydroxylase isoform. Science 2003;299:76.
    Pubmed
  3. Carr GV, Lucki I. The role of serotonin receptor subtypes in treating depression: a review of animal studies. Psychopharmacology (Berl) 2011;213:265-287.
    Pubmed
  4. Catena-Dell'Osso M, Bellantuono C, Consoli G, Baroni S, Rotella F, Marazziti D. Inflammatory and neurodegenerative pathways in depression: a new avenue for antidepressant development?. Curr Med Chem 2011;18:245-255.
    Pubmed
  5. Miura H, Ozaki N, Sawada M, Isobe K, Ohta T, Nagatsu T. A link between stress and depression: shifts in the balance between the kynurenine and serotonin pathways of tryptophan metabolism and the etiology and pathophysiology of depression. Stress 2008;11:198-209.
    Pubmed
  6. Filip M, Bader M. Overview on 5-HT receptors and their role in physiology and pathology of the central nervous system. Pharmacol Rep 2009;61:761-777.
    Pubmed
  7. Filip M, Frankowska M, Zaniewska M, Golda A, Przegaliński E. The serotonergic system and its role in cocaine addiction. Pharmacol Rep 2005;57:685-700.
    Pubmed
  8. Green AR. Neuropharmacology of 5-hydroxytryptamine. Br J Pharmacol 2006;147:S145-S152.
    Pubmed
  9. Hannon J, Hoyer D. Molecular biology of 5-HT receptors. Behav Brain Res 2008;195:198-213.
    Pubmed
  10. Nichols DE, Nichols CD. Serotonin receptors. Chem Rev 2008;108:1614-1641.
    Pubmed
  11. Barnes NM, Sharp T. A review of central 5-HT receptors and their function. Neuropharmacology 1999;38:1083-1152.
    Pubmed
  12. Nelson DL. 5-HT5 receptors. Curr Drug Targets CNS Neurol Disord 2004;3:53-58.
    Pubmed
  13. De Clerck F. Effects of serotonin on platelets and blood vessels. J Cardiovasc Pharmacol 1991;17:S1-S5.
    Pubmed
  14. Mylecharane EJ. Mechanisms involved in serotonininduced vasodilatation. Blood Vessels 1990;27:116-126.
    Pubmed
  15. Vanhoutte PM. Serotonin, hypertension and vascular disease. Neth J Med 1991;38:35-42.
    Pubmed
  16. Lee BH, Choi MJ, Jo MN, et al. Quinazolindione derivatives as potent 5-HT3A receptor antagonists. Bioorg Med Chem 2009;17:4793-4796.
    Pubmed
  17. Bockaert J, Claeysen S, Compan V, Dumuis A. 5-HT(4) receptors: history, molecular pharmacology and brain functions. Neuropharmacology 2008;55:922-931.
    Pubmed
  18. Gershon MD, Tack J. The serotonin signaling system: from basic understanding to drug development for functional GI disorders. Gastroenterology 2007;132:397-414.
    Pubmed
  19. MacDermot J, Higashida H, Wilson SP, Matsuzawa H, Minna J, Nirenberg M. Adenylate cyclase and acetylcholine release regulated by separate serotonin receptors of somatic cell hybrids. Proc Natl Acad Sci U S A 1979;76:1135-1139.
    Pubmed
  20. Unsworth CD, Molinoff PB. Characterization of a 5-hydroxytryptamine receptor in mouse neuroblastoma N18TG2 cells. J Pharmacol Exp Ther 1994;269:246-255.
    Pubmed
  21. Monsma FJ, Shen Y, Ward RP, Hamblin MW, Sibley DR. Cloning and expression of a novel serotonin receptor with high affinity for tricyclic psychotropic drugs. Mol Pharmacol 1993;43:320-327.
    Pubmed
  22. Ruat M, Traiffort E, Arrang JM, et al. A novel rat serotonin (5-HT6) receptor: molecular cloning, localization and stimulation of cAMP accumulation. Biochem Biophys Res Commun 1993;193:268-276.
    Pubmed
  23. Kohen R, Metcalf MA, Khan N, et al. Cloning, characterization, and chromosomal localization of a human 5-HT6 serotonin receptor. J Neurochem 1996;66:47-56.
    Pubmed
  24. Woolley ML, Marsden CA, Fone KC. 5-ht6 receptors. Curr Drug Targets CNS Neurol Disord 2004;3:59-79.
    Pubmed
  25. Mitchell ES, Neumaier JF. 5-HT6 receptors: a novel target for cognitive enhancement. Pharmacol Ther 2005;108:320-333.
    Pubmed
  26. Lane HY, Lin CC, Huang CH, Chang YC, Hsu SK, Chang WH. Risperidone response and 5-HT6 receptor gene variance: genetic association analysis with adjustment for nongenetic confounders. Schizophr Res 2004;67:63-70.
    Pubmed
  27. Wu WH, Huo SJ, Cheng CY, Hong CJ, Tsai SJ. Association study of the 5-HT(6) receptor polymorphism (C267T) and symptomatology and antidepressant response in major depressive disorders. Neuropsychobiology 2001;44:172-175.
    Pubmed
  28. Lee SH, Lee KJ, Lee HJ, Ham BJ, Ryu SH, Lee MS. Association between the 5-HT6 receptor C267T polymorphism and response to antidepressant treatment in major depressive disorder. Psychiatry Clin Neurosci 2005;59:140-145.
    Pubmed
  29. Grimaldi B, Bonnin A, Fillion MP, Ruat M, Traiffort E, Fillion G. Characterization of 5-ht6 receptor and expression of 5-ht6 mRNA in the rat brain during ontogenetic development. Naunyn Schmiedebergs Arch Pharmacol 1998;357:393-400.
    Pubmed
  30. East SZ, Burnet PW, Leslie RA, Roberts JC, Harrison PJ. 5-HT6 receptor binding sites in schizophrenia and following antipsychotic drug administration: autoradiographic studies with [125I]SB-258585. Synapse 2002;45:191-199.
    Pubmed
  31. Gérard C, el Mestikawy S, Lebrand C, et al. Quantitative RT-PCR distribution of serotonin 5-HT6 receptor mRNA in the central nervous system of control or 5,7-dihydroxytryptamine-treated rats. Synapse 1996;23:164-173.
    Pubmed
  32. Yun HM, Kim S, Kim HJ, et al. The novel cellular mechanism of human 5-HT6 receptor through an interaction with Fyn. J Biol Chem 2007;282:5496-5505.
    Pubmed
  33. Hirst WD, Abrahamsen B, Blaney FE, et al. Differences in the central nervous system distribution and pharmacology of the mouse 5-hydroxytryptamine-6 receptor compared with rat and human receptors investigated by radioligand binding, site-directed mutagenesis, and molecular modeling. Mol Pharmacol 2003;64:1295-1308.
    Pubmed
  34. Kim HJ, Yun HM, Kim T, et al. Functional human 5-HT6 receptor assay for high throughput screening of chemical ligands and binding proteins. Comb Chem High Throughput Screen 2008;11:316-324.
    Pubmed
  35. Zhang JY, Nawoschik S, Kowal D, et al. Characterization of the 5-HT6 receptor coupled to Ca2+ signaling using an enabling chimeric G-protein. Eur J Pharmacol 2003;472:33-38.
    Pubmed
  36. Roth BL, Craigo SC, Choudhary MS, et al. Binding of typical and atypical antipsychotic agents to 5-hydroxytryptamine-6 and 5-hydroxytryptamine-7 receptors. J Pharmacol Exp Ther 1994;268:1403-1410.
    Pubmed
  37. Bromidge SM, Brown AM, Clarke SE, et al. 5-Chloro-N-(4-methoxy-3-piperazin-1-yl-phenyl)-3-methyl-2-benzothiophenesulfon-amide (SB-271046): a potent, selective, and orally bioavailable 5-HT6 receptor antagonist. J Med Chem 1999;42:202-205.
    Pubmed
  38. Hirst WD, Minton JA, Bromidge SM, et al. Characterization of [(125)I]-SB-258585 binding to human recombinant and native 5-HT(6) receptors in rat, pig and human brain tissue. Br J Pharmacol 2000;130:1597-1605.
    Pubmed
  39. Sleight AJ, Boess FG, Bös M, Levet-Trafit B, Riemer C, Bourson A. Characterization of Ro 04-6790 and Ro 63-0563: potent and selective antagonists at human and rat 5-HT6 receptors. Br J Pharmacol 1998;124:556-562.
    Pubmed
  40. Marazziti D, Baroni S, Dell'Osso MC, Bordi F, Borsini F. Serotonin receptors of type 6 (5-HT6): what can we expect from them?. Curr Med Chem 2011;18:2783-2790.
    Pubmed
  41. Codony X, Vela JM, Ramírez MJ. 5-HT(6) receptor and cognition. Curr Opin Pharmacol 2011;11:94-100.
    Pubmed
  42. Martarello L, Cunningham VJ, Matthews JC, Rabiner E, Jakobsen S, Gee AD. Radiolabelling and in vivo evaluation of [11C] GSK215083 as potential PET radioligand for the 5-HT6 receptor in the porcine brain. J Cereb Blood Flow Metab 2005;25:S598.
  43. Mattsson C, Sonesson C, Sandahl A, et al. 2-Alkyl-3-(1,2,3,6-tetrahydropyridin-4-yl)-1H-indoles as novel 5-HT6 receptor agonists. Bioorg Med Chem Lett 2005;15:4230-4234.
    Pubmed
  44. Cole DC, Lennox WJ, Lombardi S, et al. Discovery of 5-arylsulfonamido-3-(pyrrolidin-2-ylmethyl)-1H-indole derivatives as potent, selective 5-HT6 receptor agonists and antagonists. J Med Chem 2005;48:353-356.
    Pubmed
  45. Fisas A, Codony X, Romero G, et al. Chronic 5-HT6 receptor modulation by E-6837 induces hypophagia and sustained weight loss in diet-induced obese rats. Br J Pharmacol 2006;148:973-983.
    Pubmed
  46. Cole DC, Stock JR, Lennox WJ, et al. Discovery of N1-(6-chloroimidazo[2,1-b][1,3]thiazole-5-sulfonyl)tryptamine as a potent, selective, and orally active 5-HT(6) receptor agonist. J Med Chem 2007;50:5535-5538.
    Pubmed
  47. Schechter LE, Lin Q, Smith DL, et al. Neuropharmacological profile of novel and selective 5-HT6 receptor agonists: WAY-181187 and WAY-208466. Neuropsychopharmacology 2008;33:1323-1335.
    Pubmed
  48. Riccioni T, Bordi F, Minetti P, et al. ST1936 stimulates cAMP, Ca2+, ERK1/2 and Fyn kinase through a full activation of cloned human 5-HT6 receptors. Eur J Pharmacol 2011;661:8-14.
    Pubmed
  49. Russo-Neustadt AA, Chen MJ. Brain-derived neurotrophic factor and antidepressant activity. Curr Pharm Des 2005;11:1495-1510.
    Pubmed
  50. de Foubert G, O'Neill MJ, Zetterström TS. Acute onset by 5-HT(6)-receptor activation on rat brain brain-derived neurotrophic factor and activity-regulated cytoskeletal-associated protein mRNA expression. Neuroscience 2007;147:778-785.
    Pubmed
  51. Svenningsson P, Tzavara ET, Qi H, et al. Biochemical and behavioral evidence for antidepressant-like effects of 5-HT6 receptor stimulation. J Neurosci 2007;27:4201-4209.
    Pubmed
  52. Carr GV, Schechter LE, Lucki I. Antidepressant and anxiolytic effects of selective 5-HT6 receptor agonists in rats. Psychopharmacology (Berl) 2011;213:499-507.
    Pubmed
  53. Wesolowska A, Nikiforuk A. Effects of the brain-penetrant and selective 5-HT6 receptor antagonist SB-399885 in animal models of anxiety and depression. Neuropharmacology 2007;52:1274-1283.
    Pubmed
  54. Wesolowska A, Nikiforuk A. The selective 5-HT(6) receptor antagonist SB-399885 enhances anti-immobility action of antidepressants in rats. Eur J Pharmacol 2008;582:88-93.
    Pubmed
  55. Nikiforuk A, Kos T, Wesołowska A. The 5-HT6 receptor agonist EMD 386088 produces antidepressant and anxiolytic effects in rats after intrahippocampal administration. Psychopharmacology (Berl) 2011;217:411-418.
    Pubmed
  56. Lacroix LP, Dawson LA, Hagan JJ, Heidbreder CA. 5-HT6 receptor antagonist SB-271046 enhances extracellular levels of monoamines in the rat medial prefrontal cortex. Synapse 2004;51:158-164.
    Pubmed
  57. Wesolowska A. Study into a possible mechanism responsible for the antidepressant-like activity of the selective 5-HT6 receptor antagonist SB-399885 in rats. Pharmacol Rep 2007;59:664-671.
    Pubmed
  58. Wesolowska A. Potential role of the 5-HT6 receptor in depression and anxiety: an overview of preclinical data. Pharmacol Rep 2010;62:564-577.
    Pubmed
  59. Heal DJ, Smith SL, Fisas A, Codony X, Buschmann H. Selective 5-HT6 receptor ligands: progress in the development of a novel pharmacological approach to the treatment of obesity and related metabolic disorders. Pharmacol Ther 2008;117:207-231.
    Pubmed
  60. Upton N, Chuang TT, Hunter AJ, Virley DJ. 5-HT6 receptor antagonists as novel cognitive enhancing agents for Alzheimer's disease. Neurotherapeutics 2008;5:458-469.
    Pubmed
  61. Fone KC. An update on the role of the 5-hydroxytryptamine6 receptor in cognitive function. Neuropharmacology 2008;55:1015-1022.
    Pubmed
  62. Maher-Edwards G, Zvartau-Hind M, Hunter AJ, et al. Double-blind, controlled phase II study of a 5-HT6 receptor antagonist, SB-742457, in Alzheimer's disease. Curr Alzheimer Res 2010;7:374-385.
    Pubmed
  63. Kendall I, Slotten HA, Codony X, et al. E-6801, a 5-HT6 receptor agonist, improves recognition memory by combined modulation of cholinergic and glutamatergic neurotransmission in the rat. Psychopharmacology (Berl) 2011;213:413-430.
    Pubmed
  64. Svenningsson P, Tzavara ET, Witkin JM, Fienberg AA, Nomikos GG, Greengard P. Involvement of striatal and extrastriatal DARPP-32 in biochemical and behavioral effects of fluoxetine (Prozac). Proc Natl Acad Sci U S A 2002;99:3182-3187.
    Pubmed
  65. Tassone A, Madeo G, Schirinzi T, et al. Activation of 5-HT6 receptors inhibits corticostriatal glutamatergic transmission. Neuropharmacology 2011;61:632-637.
    Pubmed
  66. Bhaskar K, Yen SH, Lee G. Disease-related modifications in tau affect the interaction between Fyn and Tau. J Biol Chem 2005;280:35119-35125.
    Pubmed
  67. Roberson ED, Halabisky B, Yoo JW, et al. Amyloid-beta/Fyn-induced synaptic, network, and cognitive impairments depend on tau levels in multiple mouse models of Alzheimer's disease. J Neurosci 2011;31:700-711.
    Pubmed
  68. Yun HM, Baik JH, Kang I, Jin C, Rhim H. Physical interaction of Jab1 with human serotonin 6 G-protein-coupled receptor and their possible roles in cell survival. J Biol Chem 2010;285:10016-10029.
    Pubmed
  69. Oono K, Yoneda T, Manabe T, et al. JAB1 participates in unfolded protein responses by association and dissociation with IRE1. Neurochem Int 2004;45:765-772.
    Pubmed
  70. Hirst WD, Stean TO, Rogers DC, et al. SB-399885 is a potent, selective 5-HT6 receptor antagonist with cognitive enhancing properties in aged rat water maze and novel object recognition models. Eur J Pharmacol 2006;553:109-119.
    Pubmed
  71. Shirazi-Southall S, Rodriguez DE, Nomikos GG. Effects of typical and atypical antipsychotics and receptor selective compounds on acetylcholine efflux in the hippocampus of the rat. Neuropsychopharmacology 2002;26:583-594.
    Pubmed
  72. Marcos B, Gil-Bea FJ, Hirst WD, García-Alloza M, Ramírez MJ. Lack of localization of 5-HT6 receptors on cholinergic neurons: implication of multiple neurotransmitter systems in 5-HT6 receptor-mediated acetylcholine release. Eur J Neurosci 2006;24:1299-1306.
    Pubmed
  73. Dawson LA, Nguyen HQ, Li P. The 5-HT(6) receptor antagonist SB-271046 selectively enhances excitatory neurotransmission in the rat frontal cortex and hippocampus. Neuropsychopharmacology 2001;25:662-668.
    Pubmed
  74. West PJ, Marcy VR, Marino MJ, Schaffhauser H. Activation of the 5-HT(6) receptor attenuates long-term potentiation and facilitates GABAergic neurotransmission in rat hippocampus. Neuroscience 2009;164:692-701.
    Pubmed